Corporate Governance

According to § 161, Para. 1, Sent. 1 of the German Stock Corporation Act the Executive Board and the Supervisory Board of a listed company are required to issue an annual declaration that the recommendations of the “Governmental Commission on the German Corporate Governance Code” as published by the Federal Ministry of Justice in the official section of the Federal Gazette have been and are complied with or to indicate which recommendations have not been or are not applied and why not.

The Executive Board and Supervisory Board of JENOPTIK AG support the recommendations of the "Governmental Commission on the German Corporate Governance Code".

Please note: On March 24, 2021 the Supervisory Board agreed on an adjusted remuneration system for the members of the Executive Board which takes into account both the requirements of ARUG II and the recommendations of the German Corporate Governance Code.

The Corporate Governance Statement in accordance with §§ 289 f, 315 d of the German Commercial Code is an unaudited part of the Combined Management Report. It contains the Declaration of Conformity in accordance with § 161 of the German Stock Corporation Act (AktG), information on methods of corporate governance, a description of the procedures of the Executive Board and Supervisory Board, the structure and working methods of the committees of the Supervisory Board, the specification of the target figures for the proportion of women in the company as well as a description of the diversity concept followed for composition of the Executive and Supervisory Boards.

Date	Name	Position	Buy/Sell	Number	Price/Currency	Business Volume	Financial instrument	ISIN
15.06.2016	Mag. Brigitte Ederer	Aufsichtsrat	Buy	1.000	14,255 Euro	14.255,05 Euro	Aktie	DE0006229107
08.07.2014	Rudolf Humer	Aufsichtsrat	Buy	10.000	11,46 Euro	114.600,00 Euro	Aktie	DE0006229107
24.06.2014	Mag. Brigitte Ederer	Aufsichtsrat	Buy	1.900	11,98 Euro	22.762,00 Euro	Aktie	DE0006229107
16.10.2013	Mag. Brigitte Ederer	Aufsichtsrat	Buy	4.160	11,99 Euro	49.878,40 Euro	Aktie	DE0006229107
19.07.2012	Mag. Brigitte Ederer	Aufsichtsrat	Buy	3.940	5,00 Euro	19.700,00 Euro	Aktie	DE0006229107

JENOPTIK AG
Carl-Zeiß-Straße 1
07743 Jena

The current remuneration system for the members of the Executive Board of JENOPTIK AG was approved by the Annual General Meeting on June 9, 2021 with a majority of 75.96 percent.

(as at June 2020)

Matthias Wierlacher, Chairman of the Supervisory Board
Chairman of Thueringer Aufbaubank, Erfurt

Stefan Schaumburg, Deputy Chairman of the Supervisory Board*
Trade union secretary of IG Metall, regional office in Frankfurt

Astrid Biesterfeldt*
Vice President Business Unit Energy & Drive at JENOPTIK Advanced Systems GmbH, Hamburg

Evert Dudok
Executive Vice President Communications, Intelligence and Security bei Airbus Defence and Space

Elke Eckstein
Member of the Managing Board / COO Weidmüller Aktiengesellschaft, Bielefeld

Thomas Klippstein*
Chairman of the group's works' council of JENOPTIK AG, Jena

Dörthe Knips*
Chairman of the works' council of JENOPTIK Laser GmbH, Jena

Dieter Kröhn*
Chairman of the works' council of JENOPTIK Advanced Systems GmbH, Essen

Doreen Nowotne
Independent management consultant

Mag. Heinrich Reimitz
Member of the Executive Board of ECE European City Estates GmbH, Vienna (Austria)

Frank-Dirk Steininger
Regional Secretary of the IG Metall Union, District Management "Mitte" Frankfurt/Main

Prof. Dr. rer. Nat. habil. Diplom-Physiker Andreas Tünnermann
Director of the Institute for Applied Physics and professor for Applied Physics at Friedrich-Schiller-University Jena and director of the Fraunhofer-Institut für Angewandte Optik und Feinmechanik, Weimar

* employee representative

The remuneration as well as the current remuneration system for the members of the Supervisory Board of JENOPTIK AG, on which the remuneration is based, was confirmed by the Annual General Meeting on June 9, 2021 with a majority of 99.58 percent.

The Code of Conduct is a binding guideline for law-abiding and responsible conduct within the Jenoptik-Group.

In order to ensure a high level of integrity as well as of ethical and legal standards within the Group and to maintain Jenoptik's reputation at all times, the Code of Conduct summarizes principles of behavior we have always taken for granted. It contains minimum standards that are binding upon all Jenoptik employees in the world.